With over 30 years of experience in regulated sectors, Gloria is the Head of Compliance and Compliance Officer for Praxis' private wealth & corporate and pensions business in Malta.
History
Gloria joined Praxis in November 2023 and was designated the Compliance Officer for both entities.
With over 30 years' of experience in the heavily regulated financial sector, primarily in banking, Gloria brings a wealth of expertise in anti-money laundering (AML), counter financing of terrorism (CFT), and compliance. A seasoned leader, she has continually developed her skills through obtaining international accreditation in these critical areas of regulatory compliance.
Roles and responsibilities
As the Head of Compliance in Malta, Gloria is responsible for developing and implementing effective compliance programs, identifying and mitigating regulatory risks, and ensuring adherence to legal and ethical standards. She designs compliance plans, educates management and staff on compliance matters, and stays updated on regulatory changes.
Additionally, she oversees internal audits, creates and updates internal policies, and ensures that the company’s operations and transactions comply with all relevant laws and regulations. In her role as Compliance Officer, Gloria conducts risk assessments, monitors compliance with internal controls, and coordinates with regulatory bodies. She also provides advice to the boards and employees, audits processes and practices, and reports compliance issues to senior management.
About me
"I am passionate about providing inspirational support to the local teams and fostering a culture of excellence and collaboration."
